Kate McCurry focuses her practice on investment management, with an emphasis on advising registered investment companies and their boards, investment advisers, and private funds with respect to formation, registration, regulatory compliance, and governance matters.
Kate advises registered investment companies, including open-end mutual funds, ETFs, closed-end funds (including interval funds) and their respective boards of trustees with respect to organizational matters including trust and fund formation, SEC registration and fund mergers/reorganizations; corporate governance matters including representation of independent trustees; disclosure documents including drafting and reviewing prospectuses, SAIs and marketing materials; compliance requirements including Rule 38a-1 reporting and service provider oversight; SEC filings including proxy statements and annual and semi-annual reports; and other operational and management issues.
She also assists both state and SEC registered investment advisers with registered and private investment company formation, including domestic, offshore and master-feeder hedge funds, private equity and real estate funds, and has represented registered investment advisers in acquisitions and reorganizations.
Kate also regularly assists institutional investors with evaluating and negotiating terms of investment in a broad range of investment opportunities. Among other things, Kate’s experience includes advising clients with regards to: (1) investments in private investment funds, including evaluating the terms of investment and providing advice regarding the same, and drafting and negotiating side letters, subscription agreements, and related agreements that complement the core terms of the investment; and (2) preparing and negotiating the terms of engagement for separate account mandates and OCIO engagements.
Insights View All
Wake Forest University School of Law J.D. (2011) magna cum laude, Order of the Coif
University of Virginia B.A. History, with distinction
North Carolina (2011)
U.S. District Court - Middle District of North Carolina (2011)
21st Judicial District Bar Association, Member
Forsyth County Bar Association, Member
Bookmarks, Board of Directors, Member
While we are pleased to have you contact us by telephone, surface mail, electronic mail, or by facsimile transmission, contacting Kilpatrick Townsend & Stockton LLP or any of its attorneys does not create an attorney-client relationship. The formation of an attorney-client relationship requires consideration of multiple factors, including possible conflicts of interest. An attorney-client relationship is formed only when both you and the Firm have agreed to proceed with a defined engagement.
DO NOT CONVEY TO US ANY INFORMATION YOU REGARD AS CONFIDENTIAL UNTIL A FORMAL CLIENT-ATTORNEY RELATIONSHIP HAS BEEN ESTABLISHED.
If you do convey information, you recognize that we may review and disclose the information, and you agree that even if you regard the information as highly confidential and even if it is transmitted in a good faith effort to retain us, such a review does not preclude us from representing another client directly adverse to you, even in a matter where that information could be used against you.